-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GGeXmRCjrWv6JeKSw6nsiNv3ZJKb0Af6dmlUvlBYL07N80BlFH2khayqyJiN6vws rSwoMBIm++G6LU4TCzJCZA== 0000950152-97-001087.txt : 19970222 0000950152-97-001087.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950152-97-001087 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KELLOGG CO CENTRAL INDEX KEY: 0000055067 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 380710690 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-11841 FILM NUMBER: 97535540 BUSINESS ADDRESS: STREET 1: ONE KELLOGG SQ STREET 2: P O BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016 BUSINESS PHONE: 6169612000 MAIL ADDRESS: STREET 1: ONE KELLOGG SQUARE STREET 2: P O BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KEYCORP /NEW/ CENTRAL INDEX KEY: 0000091576 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 346542451 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 127 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44114-1306 BUSINESS PHONE: 2166893000 MAIL ADDRESS: STREET 1: 127 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44114-1306 FORMER COMPANY: FORMER CONFORMED NAME: SOCIETY CORP DATE OF NAME CHANGE: 19920703 SC 13G/A 1 KEYCORP/KELLOGG SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 19) Kellogg Co. -------------------------------------------------------------------------- (Name of Issuer) Common Stock -------------------------------------------------------------------------- (Title of Class of Securities) 487836108 -------------------------------------------------------------------------- (Cusip Number) Check the following if a fee is being paid with this statement ___. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on the following page(s)) Page 1 of 5 2 CUSIP No. 487836108 13G Page 2 OF 5 Pages --------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON KeyCorp I.R.S. Employer Identification No. 14-1538208 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / Not Applicable (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION State of Ohio - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 221,312 Number of ------------------------------------------------ Shares 6 SHARED VOTING Beneficially POWER 7,252,465 Owned By ------------------------------------------------ Each Reporting 7 SOLE DISPOSITIVE Person With POWER 18,111,222 ------------------------------------------------ 8 SHARED DISPOSITIVE 1,020,952 POWER - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 25,321,999 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not Applicable - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 12% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* HC - -------------------------------------------------------------------------------- SEC 1745 (6-80) *SEE INSTRUCTIONS BEFORE FILLING OUT 2 of 5 3 SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 (Amendment No. 19) ITEM 1 (A). NAME OF ISSUER: Kellogg Company ITEM 1 (B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: P.O. Box 3599 One Kellogg Square Battle Creek, Michigan 49016-3599 ITEM 2 (A). NAME OF PERSON FILING: KeyCorp ITEM 2 (B). ADDRESS OF PRINCIPAL BUSINESS OFFICE: 127 Public Square Cleveland, Ohio 44114-1306 ITEM 2 (C). PLACE OF ORGANIZATION: State of Ohio ITEM 2 (D). TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2 (E). CUSIP NUMBER: 487836108 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D - 2 (B), INDICATE TYPE OF PERSON FILING: Person filing is a Parent Holding Company, in accordance with 240.13d 1(b)(ii)(G) 3 of 5 4 ITEM 4. OWNERSHIP: (a) Amount of beneficially owned: 25,321,999 shares ------------------ (b) Percent of class: 12% ------------------ (c) Number of shares as to which such person has: (i)Sole power to vote or to direct the vote 221,312 ------------------ (ii)Shared power to vote or to direct the vote 7,252,465 ------------------ (iii)Sole power to dispose or to direct the disposition of 18,111,222 ------------------ (iv)Shared power to dispose or to direct the disposition of 1,020,952 ------------------
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Other persons are known to have the right to receive or the power to direct the receipt of dividends or the proceeds from the sale of these securities. Those persons whose interest relates to more than five percent of the class are: None ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARIES WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Identification: Key Trust Company of Ohio, Key Trust Company-Indiana, Key Trust Company, Key Trust Company-Northwest, Key Trust Company-Maine, Key Trust Company-Florida Classification: (B) Banks as defined by Section 3 (A)(6) of the Act. Identification: Society Asset Management, Inc. Classification: Registered investment advisor ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not Applicable 4 of 5 5 ITEM 10. CERTIFICATION The undersigned expressly declares that the filing of the Schedule 13G shall not be construed as an admission that the undersigned is, for purposes of Section 13(d) and 13(g) of the Securities Exchange Act of 1934, the beneficial owner of any securities covered by this Schedule 13G. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 1997 KeyCorp By: /s/ Trace Swisher Trace Swisher Executive Vice President and Chief Fiduciary Officer Key PrivateBank 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----